Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1381 to 1390 of 2209 search results for identification requirements.

  1. Payday lenders failing customers in arrears, says FCA

    Press Releases Published: 10/03/2015 Last modified: 10/03/2015
    of the sector has shown that too many firms have been failing to meet the requirements to treat customers in arrears fairly. ... The requirements for firms to treat customers fairly and show forbearance to people in difficulty were also key aspects of

  2. The public offer platform - Engagement Paper 5

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

  3. Messages firms can give customers about investments and life assurance following market volatility

    Firms Last modified: 13/08/2021
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  4. FCA sets out latest expectations for firms on Brexit

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.

  5. CP15/42: Quarterly Consultation Paper No. 11

    Consultation papers Published: 04/12/2015 Last modified: 17/12/2015
    make changes to the Supervision manual (SUP) to amend the reporting requirement and submission methods for some regulated firms.

  6. Open-ended funds investing in less liquid assets

    Speeches Published: 19/03/2020 Last modified: 19/03/2020
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

  7. CP16/8: Quarterly Consultation Paper No. 12

    Consultation papers Published: 18/03/2016 Last modified: 19/07/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  8. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  9. CP21/35: Quarterly Consultation Paper No. 34

    Consultation papers Published: 03/12/2021 Last modified: 07/03/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  10. Income drawdown by 55-year-olds information – October 2021

    FOI Release Date of Release: 15/10/2021
    FCA provides income drawdown by 55-year-olds information
Related searches