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Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
Preparing for Brexit in financial services: the state of play
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London -
Ensuring the fair treatment of customers in vulnerable circumstances
The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement. -
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II
03/07/2017. Last updated: 03/07/2017. Thisfollows the publication of our first Policy Statement (PS17/5)published in March this year, which covered mainly markets and organisational requirements. -
FCA censures Premier FX for payment rule breaches
The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations. -
Technical Supplement – Modification of general meeting requirements under the Listing Rules [pdf]
During the coronavirus crisis, issuers may be facing challenges in holding the general meetings which are required in a number of instances under the Listing Rules. To address the challenges faced by issuers and to alleviate the time constraints -
PS17/16: Regulatory reporting - retirement income data
This Policy Statement sets out our final rules which require providers of pensions, annuities and income drawdown to report two new data items to us. -
FCA consults on further climate-related disclosure rules
The FCA has published new proposals on climate-related disclosure rules for listed companies and certain regulated firms. -
AI Scheme second supplemental VREQ application [pdf]
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FCA publishes final report on IFPR implementation observations
Final report on our multi-firm review into firms’ progress in implementing the ICARA process and reporting requirements under the IFPR.