Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1401 to 1410 of 2209 search results for identification requirements.

  1. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  2. Sentor Solutions Commercial Ltd consumer warning

    News stories Published: 24/09/2021 Last modified: 24/09/2021
    We have taken action against Sentor Solutions Commercial Ltd to prevent it carrying out any regulated activities without our prior written consent

  3. Temporary ban on net short positions by FSMA and HCMC

    News stories Published: 19/03/2020 Last modified: 15/04/2024
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

  4. Dear Chair of the Board Letter - Governance compliance review [pdf]

    Correspondence Published: 22/09/2016
    To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements.

  5. First Supervisory Notice 2021: Binance Markets Limited [pdf]

    Supervisory notices Published: 25/08/2021
    On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements.

  6. TR19/1: Debt management sector thematic review

    Thematic reviews Published: 15/03/2019 Last modified: 15/03/2019
    This report shares the key findings of our thematic review of the debt management sector.We committed in our 2017/18 Business Plan to assess how the market is operating and whether firms are meeting customer needs and our standards.

  7. CP13/3: Quarterly consultation paper No.1

    Consultation papers Published: 05/06/2013 Last modified: 07/02/2022
    In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

  8. FCA proposals to tackle issues in GAP insurance market

    Press Releases Published: 12/12/2014 Last modified: 12/12/2014
    a requirement for add-on GAP distributors to provide information that will encourage consumers to shop around, including by advising them that they can purchase the product elsewhere.

  9. Rolling the rock: The cycle of deregulation, crisis and regulation

    Speeches Published: 02/10/2018 Last modified: 03/10/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

  10. FCA launches pre-paid funeral plans consultation

    Press Releases Published: 02/03/2021 Last modified: 02/03/2021
    The consultation details how we plan to regulate the pre-paid funeral plans sector.
Related searches