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Showing 1411 to 1420 of 2209 search results for identification requirements.

  1. Credit cards (including retail revolving credit) and coronavirus: draft guidance and rules for firms

    Guidance consultations Published: 01/04/2020 Last modified: 30/11/2020
    The FCA's guidance for firms on credit cards and retail revolving credit during the coronavirus situation.

  2. Firms need to register for Connect to update their firm details

    News stories Published: 13/09/2019 Last modified: 13/09/2019
    Firms need to register for our online Connect platform. You will need it to send us your firm details - also known as a mandatory annual update. This will be a requirement from January 2020, so we suggest you register now in preparation.

  3. Rational Foreign Exchange Limited enters special administration

    News stories Published: 30/11/2023 Last modified: 01/12/2023
    Ed Boyle and Kristina Kicks of Interpath Ltd have been appointed joint special administrators (JSAs).

  4. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  5. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    Stickier’, back-book deposits may also help firms meet prudential liquidity requirements.). ... The FCA did impose a price cap in the high-cost, short-term credit (‘payday lending’) market, due to legal requirements.

  6. First supervisory notice 2020: Rodeler Ltd [pdf]

    Supervisory notices Published: 01/06/2020
    This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing

  7. FCA announces decision on synthetic US dollar LIBOR

    News stories Published: 03/04/2023 Last modified: 03/04/2023
    In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 

  8. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.

  9. PS23/11: Guidance on the trading venue perimeter

    Policy statements Published: 05/07/2023 Last modified: 05/07/2023
    Consultation on new guidance on the regulatory perimeter for trading venues

  10. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.
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