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  1. Credit Rating Agency UK Market Share Report for 2022

    Corporate documents Published: 30/11/2023 Last modified: 30/11/2023
    This report provides an in-depth overview of the total market share held by UK-registered credit rating agencies (CRA).

  2. CP22/17: Quarterly Consultation Paper No. 37

    Consultation papers Published: 02/09/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  3. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  4. First Supervisory Notice 2021: Probitas Fidelis Limited [pdf]

    Supervisory notices Published: 18/01/2022
    For the reasons given in this notice, and pursuant to regulation 12(1) of the PSR, the Authority has decided to vary the authorisation granted to Probitas by imposing with immediate effect the following requirements.

  5. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

  6. Cost of Living: good and poor practice in the general insurance market

    Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
    We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

  7. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change

  8. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

    Press Releases Published: 02/10/2023 Last modified: 02/10/2023
    The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

  9. PS16/17: PSR regulatory fees 2016/17

    Policy statements Published: 30/06/2016 Last modified: 03/05/2024
    The PSR consulted on fee levels for 2016/17 and plans to handle its 2015/16 budget underspend.

  10. Overall responsibility and the legal function: DP16/4

    Discussion papers Published: 28/09/2016 Last modified: 23/01/2019
    In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.
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