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Showing 1501 to 1510 of 2209 search results for identification requirements.

  1. PS20/9: General Insurance Value Measures

    Policy statements Published: 30/01/2019 Last modified: 22/09/2020
    This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

  2. Information for customers of Inspire Insurance Services Limited

    News stories Published: 10/12/2020 Last modified: 10/12/2020
    On 23 October 2020, the FCA imposed various requirements on Inspire Insurance Services Limited (Inspire).

  3. FG15/6 - Multilateral Trading Facilities (MTFs)

    Finalised guidance Published: 15/04/2015 Last modified: 15/04/2015
    Finalised guidance. The finalised guidance sets out the key MAR 5 requirements and the FCA’s Good Practice Observations relating to MTF operator rulebooks. ... In particular MAR 5.3.1 (Trading Process Requirements) requires that 'a firm operating an

  4. PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 27/01/2023
    We set out final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who transferred out after being given unsuitable advice to do so.

  5. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  6. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements Published: 01/07/2019 Last modified: 02/07/2019
    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

  7. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  8. PS17/6: Disclosure rules following application of PRIIPs Regulation

    Policy statements Published: 02/05/2017 Last modified: 02/05/2017
    It sets out how our disclosure requirements will change to reflect the introduction of the PRIIPs key information document (KID), and sets out final rules and guidance.

  9. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  10. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.
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