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Showing 1531 to 1540 of 2209 search results for identification requirements.

  1. Early arrears management in unsecured lending: TR16/10

    Thematic reviews Published: 13/12/2016 Last modified: 13/12/2016
    This report provides the findings from our thematic review into early arrears management in unsecured lending. The review looked at the way lenders treated customers in the early stages of arrears.

  2. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

  3. Information on the Future Fund Programme admistered by the British Business Bank - August 2021

    FOI Release Date of Release: 02/08/2021
    The FCA provides information on the Future Fund Programme which is administered by the British Business Bank.

  4. Financial advice firms and Asset Retention Requirements information - October 2020

    FOI Release Date of Release: 06/10/2020
    FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020.

  5. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  6. FCA starts criminal proceedings against NatWest Plc

    Press Releases Published: 16/03/2021 Last modified: 16/03/2021
    The FCA has announced that it has commenced criminal proceedings against National Westminster Bank Plc in respect of offences under the Money Laundering Regulations 2007.

  7. CP23/28: Updating the regime for Money Market Funds

    Consultation papers Published: 06/12/2023 Last modified: 13/03/2024
    This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England.

  8. PS16/13: Implementation of the Market Abuse Regulation

    Policy statements Published: 28/04/2016 Last modified: 13/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

  9. Research Note: Deferred Payment Credit: findings from the Financial Lives Survey

    Financial Lives Research notes Published: 31/10/2023 Last modified: 31/10/2023
    This research explores the use of Deferred Payment Credit (DPC), also known as unregulated Buy Now Pay Later (BNPL), by consumers in the United Kingdom.

  10. FCA’s expectations on financial resilience for FCA solo-regulated firms – statement update

    Statements Published: 26/03/2020 Last modified: 17/04/2020
    Statement on the FCA’s expectations on financial resilience for FCA solo-regulated firms.
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