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Showing 1541 to 1550 of 2209 search results for identification requirements.

  1. FCA provides update on support for consumers impacted by coronavirus

    Statements Published: 05/03/2021 Last modified: 05/03/2021
    The FCA has provided an update on mortgages tailored support guidance for consumers impacted by coronavirus.

  2. Variation of Permission (VOP) - Investment Business form [doc]

    Forms Published: 19/11/2013 Last modified: 19/11/2013
    This is an application for the requirement below to be added to your firm’s Part 4A permissions, (if your firm does not do the MiFID investment service and activity placing of financial instruments without a firm commitment basis).

  3. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

    Supervisory notices Published: 07/08/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

  4. MIFIDPRU 2 Annex 6R Additional portfolio questions [docx]

    Forms Published: 11/01/2022
    Application under MIFIDPRU 2.5.40R for permission to include a portfolio of a designated investment firm in a consolidated K-CMG requirement – Additional Portfolio Questions.

  5. MIFIDPRU 2 Annex 7R Additional portfolio questions [docx]

    Forms Published: 11/01/2022
    Application under MIFIDPRU 2.5.41R for permission to include a portfolio of a third country entity in a consolidated K-CMG requirement – Additional Portfolio Questions.

  6. Temporary prohibition of short selling: Banca Carige

    News stories Published: 16/11/2018 Last modified: 16/11/2018
    Temporary prohibition of short selling: Banca Carige. News stories First published:. 16/11/2018. Last updated: 16/11/2018. Temporary prohibition of short selling: Banca Carige. The Financial Conduct Authority (“FCA”) notifies that it

  7. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  8. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.

  9. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

    Consultation papers Published: 23/07/2014 Last modified: 15/01/2015
    CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements. ... However, HM Treasury have asked us to remove the requirement to publish interim management statements early, and we are setting out that proposal.

  10. EBA Guidelines on Operational and Security Risks under PSD2

    Statements Published: 19/12/2017 Last modified: 08/06/2023
    On 12 December 2017 the European Banking Authority published final Guidelines on security measures for operational and security risks of payments services under the revised Payment Services Directive.
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