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Showing 1551 to 1560 of 2209 search results for identification requirements.

  1. New platform to replace Gabriel and improve the way we collect data from firms

    News stories Published: 16/07/2019 Last modified: 16/07/2019
    We have started work to improve the way we collect data from firms and plan to move to a new platform for our data collection systems, which will include replacing Gabriel. We want your views to help with this.

  2. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  3. Wirecard has announced that it is winding-down its business

    Statements Published: 28/08/2020 Last modified: 28/08/2020
    On 28 August 2020 Wirecard announced that it was intending to wind-down its FCA-regulated business. The business will continue to trade while alternative arrangements are being made with its card providers.

  4. We invite Politically Exposed Persons to share their experiences

    News stories Published: 15/08/2023 Last modified: 15/08/2023
    We have written to MPs, peers and other interested parties

  5. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  6. CP23/18: Quarterly Consultation Paper No. 41

    Consultation papers Published: 01/09/2023 Last modified: 01/09/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  7. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  8. Review of firms’ handling of complaints about packaged bank accounts

    Multi-firm reviews Published: 07/07/2017 Last modified: 07/07/2017
    Findings from our review of how firms handle complaints about packaged bank accounts.

  9. Wholesale banks and asset management cyber multi-firm review findings

    Multi-firm reviews Published: 10/12/2018 Last modified: 10/12/2018
    In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These

  10. CP17/39: Quarterly Consultation Paper No 19

    Consultation papers Published: 01/12/2017 Last modified: 01/12/2017
    LR, in the meaning of Premium Listing Principle 6 and, to DTR, on where diversity reporting may be located under corporate governance reporting requirements. ... regulatory reporting requirements. This will be relevant if you or your firm has any
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