Search results
Showing 1561 to 1570 of 2209 search results for identification requirements.
-
FCA sets out plans for regulation of claims management companies
The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019. -
Information on Alternative Investment Fund Manager (AIFM) populations - February 2021
The FCA provides data on FCA authorised Alternative Investment Fund Manager (AIFM) firms. -
Consumer investments data review April 2021 – March 2022
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022. -
Sustainability disclosure and labelling regime
Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule. -
Building societies: Facing the challenges and opportunities head on
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead. -
First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial -
PS22/11: Improving the Appointed Representatives regime
We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34 -
Our workforce representation
FCA employees can share their diversity data, to help us better understand the demographic make-up of our workforce and build a culture that supports everyone. -
First Supervisory Notice 2021: Cavendish Incorporated Limited [pdf]
First Supervisory Notice 2021: Cavendish Incorporated Limited. -
UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit
The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs