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Showing 1581 to 1590 of 2209 search results for identification requirements.
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Cum-ex trades investigations information – October 2021
FCA provides cum-ex trades investigations information. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies
The PRA and FCA consider that the CRD proportionality principle applies equally to all numerical requirements, including the bonus cap, deferral, payment in instruments, and ex-post risk adjustment. ... All CRD-regulated firms must comply with all other -
Information for customers of Merchant Optimisation Services Limited
FCA update on Merchant Optimisation Services Limited -
FG22/2: Primary Market Bulletin No. 38
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 38. -
Payday firm CFO Lending to pay £34 million redress
Payday firm, CFO Lending, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £34 million of redress to more than 97,000 customers for unfair practices. The redress consists of £31.9 million written-off -
Mutual societies registration function: 2023-24
An update on the FCA's work and a breakdown of societies on the register. -
Supporting consumers with pension transfers
Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make.