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1631. PS21/6: Implementation of Investment Firms Prudential Regime

      Consultations Policy statements Published: 14/12/2020 Last modified: 29/06/2021
      We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

1632. CP17/32: Quarterly Consultation Paper No 18

      Consultation papers Published: 01/09/2017 Last modified: 02/11/2017
      IFPRU 2.2 to ensure full implementation of the Capital Requirements Directive (CRD). ... our SUP regulatory reporting requirements. address a potential barrier to consumers accessing retirement interest-only mortgages and correct an error in the

1633. FCA requests a delay to the forthcoming announcement of preliminary financial accounts

      Statements Published: 21/03/2020 Last modified: 22/03/2020
      The FCA will be writing tonight to companies it is aware were intending to publish preliminary financial statements in the next few days to delay their planned publications.

1634. Overdrafts and coronavirus: Additional guidance for firms

      Policy and guidance Guidance consultations Published: 16/09/2020 Last modified: 16/09/2020
      This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft users.

1635. Joint statement on the implementation of prudential reforms in the Financial Services Bill

      Statements Published: 16/11/2020 Last modified: 16/11/2020
      Joint statement from HM Treasury, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on the implementation of prudential reforms contained in the Financial Services Bill.

1636. The Pensions Regulator and the FCA publish joint regulatory guide

      Press Releases Published: 21/03/2014 Last modified: 01/04/2014
      A series of quality standards for DC schemes, due to be launched by the Department for Work and Pensions, will set minimum requirements for governance, investment fund design and administration and

1637. Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive

      Statements Published: 09/07/2015 Last modified: 09/07/2015
      Given the above, it is our view that two years is a reasonable period of time for you to meet this requirement. ... At the Oversight Committee meeting, we discussed the requirement to publish the information set out in Schedule 5 of the Regulations

1638. FCA announces appointment of new Chair of the Financial Services Consumer Panel

      Press Releases Published: 19/02/2019 Last modified: 19/02/2019
      The Financial Conduct Authority (FCA) has today announced the appointment of Wanda Goldwag as the new Chair of the independent Financial Services Consumer Panel. The appointment, effective from 1 March 2019 for an initial three-year term, has been

1639. FCA censures Amigo for failing to conduct adequate affordability checks

      Press Releases Published: 14/02/2023 Last modified: 14/02/2023
      The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.

1640. GC17/8: Primary Market Bulletin No. 18

      Guidance consultations Published: 31/08/2017 Last modified: 03/10/2017
      We are consulting on the following changes that we are proposing to make to the Knowledge Base.