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Showing 1641 to 1650 of 2209 search results for identification requirements.
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PS16/1: Reform of the legacy Credit Unions sourcebook
the requirement for credit unions in Great Britain to submit audited accounts to us (as well as to the PRA). -
Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic -
How to complete checklists and cross-reference lists
Instructions to help issuers, sponsors and advisers fill out checklists or cross-reference lists. -
Updating and improving the UK regime for asset management: our priorities
Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling
The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes -
CP17/10: Consultation on persistent debt and earlier intervention remedies
We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement -
GC21/1: Primary Market Bulletin No. 34
We are consulting on proposed changes to the Knowledge Base. -
Authorised fund supervision reviews and reporting agreement
Find out about some of our supervision work and a reporting agreement with depositaries and trustees. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.