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Showing 1651 to 1660 of 2209 search results for identification requirements.

  1. Information on carried interest categorised as remuneration - December 2021

    FOI Release Date of Release: 30/12/2021
    The FCA responds to multiple questions regarding if carried interest is categorised as remuneration.

  2. DP23/2: Updating and improving the UK regime for asset management 

    Policy and guidance Discussion papers Published: 20/02/2023 Last modified: 12/10/2023
    The FCA wants your views on the current UK regime for regulating funds and asset managers.

  3. Beyond regulation: thinking creatively about consumer credit

    Speeches Published: 20/03/2018 Last modified: 20/03/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow.

  4. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases Published: 15/04/2021 Last modified: 15/04/2021
    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

  5. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    We have added variations of requirements to the permissions of Affinion and the 11 business partners listed in the press statement.

  6. Statement on MiFID trade reporting and position limit obligations

    Statements Published: 01/10/2020 Last modified: 02/10/2020
    ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.

  7. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

  8. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.

  9. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  10. Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)

    Statements Published: 27/04/2020 Last modified: 26/05/2021
    The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes.
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