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Product value and coronavirus: draft guidance for insurance firms
FCA guidance on our expectations for insurance firms to consider the value of their products in the coronavirus situation. -
FCA proposes ways to make financial advice more accessible
As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence. -
First supervisory notice 2020: Magnum FX Cyprus Ltd [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing -
Alternative investment fund manager (AIFM) hosting
Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting. -
Third consultation on new prudential regime for UK investment firms
We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime. -
FCA fines Reckitt Benckiser £539,800 for listing rule failures
RB breached key requirements in the listing, disclosure and transparency rules, and failed to identify breaches of the Model Code. ... The Listing Rules and more information on requirements for issuers and individuals. -
Cryptoasset registration: information for applicants
The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration. -
Benchmarks Regulation: our powers, policy and decision-making
Our policy approach to exercising our powers over critical benchmarks, and our decisions to use these powers to help manage an orderly wind-down of LIBOR. -
Temporary prohibition of short selling: Credito Valtellinese SpA
Temporary prohibition of short selling: Credito Valtellinese SpA. News stories First published:. 20/11/2017. Last updated: 20/11/2017. Temporary prohibition of short selling: Credito Valtellinese SpA. The Financial Conduct Authority (“FCA”) -
CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments
CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments. ... CP14/17 Early implementation of the Transparency Directive’s requirements for reports on payments to governments.