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FCA FIRDS open for firms to test publication from 14 March 2019
We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK. -
CP13/2: Mortgage Market Review - Data reporting
We are consulting on changing our rules on the data firms have to send us about mortgages. -
Findings from our investment platforms costs and charges review – good and poor practice
In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review. -
RMA-H COBS data: help text
RMA-H COBS data: help text -
FSA confirms start of full review of interest rate swap mis-selling
The Financial Services Authority (FSA) has confirmed that Barclays, HSBC, Lloyds and RBS will start the full review of their sales of interest rate hedging products (IRHPs) to small businesses. In June last year, the FSA announced that it had found -
Traded life policy investments: alert for financial advisers
Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance. -
Agreements with overseas regulators
Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA. -
PS13/12: Mortgage Market Review: data reporting
We will also update our PSD FAQs page with information and FAQs which may help firms prepare for the new reporting requirements. -
Tribunal upholds FCA ban and significant fine on insurance broker
The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for -
PS19/8: Increasing the award limit for the Financial Ombudsman Service
Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a