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Showing 1691 to 1700 of 2209 search results for identification requirements.
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FCA says general insurance add-on industry must make changes
imposing a requirement that asks customers who purchase GAP insurance as an add-on to confirm that they want the product in the days following the sale of the primary product. -
Firms making good progress in handling unauthorised transactions
The full legal requirements are detailed in the report and these include the Payment Services Regulations (2009) and the Consumer Credit Act 1974. -
Information regarding the FCA credit card market study - September 2021
The FCA answers multiple questions regarding its Credit card market study: MS14/6. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards. -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... MiFID II comprehensively amends and recasts MiFID I. MiFID II was published in the Official Journal of the European Union in June 2014, -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
PS21/17: A new UK prudential regime for MiFID investment firms
This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime. -
PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR. -
Retail intermediary market interactive analysis 2022
This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR). -
FCA fines UBS AG £27.6 million for transaction reporting failures
UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.