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Showing 171 to 180 of 2209 search results for identification requirements.

  1. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

  2. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

  3. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  4. Mortgage Charter uptake data

    Data Published: 11/06/2024 Last modified: 11/06/2024
    The FCA provides the latest quarterly data from firms who have signed up to the Government’s Mortgage Charter.

  5. Compliance and other support

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/02/2023
    If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm.

  6. Banking and Payments Conduct Regime

    Banks building societies and credit unions Electronic money and payment institutions Published: 03/06/2016 Last modified: 10/02/2023
    Read more about the different elements of the Banking and Payments Conduct Regime. 

  7. Market abuse reporting form

    Last modified: 27/07/2022
    Warning message. Revision state: Draft. Most recent revision: No.. Market abuse reporting form. First published: 27/07/2022 Last updated: 27/07/2022. Share page. Market abuse reporting form. This form is for reporting suspected insider dealing or

  8. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  9. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  10. Sign up to receive FCA press releases

    Last modified: 15/03/2024
    We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.
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