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Showing 1711 to 1720 of 2209 search results for identification requirements.

  1. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

    Policy statements Published: 04/10/2021 Last modified: 04/10/2021
    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.

  2. Building operational resilience: impact tolerances for important business services

    Press Releases Published: 05/12/2019 Last modified: 31/03/2020
    The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational

  3. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

  4. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

  5. FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400.

  6. Annual Report and Accounts 2019/20 and Annual Public Meeting

    Statements Published: 10/07/2020 Last modified: 10/09/2020
    Statement on the delay to September 2020 of our Annual Report and Accounts 2019/20 and Annual Public Meeting.

  7. FCA sets out ideas to improve information provided to retail investors

    Press Releases Published: 13/12/2022 Last modified: 15/12/2022
    The FCA is seeking views on how to ensure investors get clear, helpful information.

  8. Strategic review of retail banking business models

    Multi-firm reviews Published: 18/12/2018 Last modified: 12/03/2024
    We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. 

  9. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

    Press Releases Published: 05/11/2015 Last modified: 05/11/2015
    From this date the principal legal requirements relating to market abuse in the UK will be set out in the EU Market Abuse Regulation and its implementing measures. ... These concern the requirement to provide an explanation of the delay to the disclosure

  10. FCA acts to strengthen protections for customers using payment firms

    Press Releases Published: 22/05/2020 Last modified: 22/05/2020
    The FCA launches consultation on additional guidance for payments firms to strengthen the way in which they look after customers’ money.
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