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Showing 1741 to 1750 of 2209 search results for identification requirements.

1741. Information on open FCA enforcement investigations - December 2020

      FOI Release Date of Release: 21/12/2020
      The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020.

1742. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

      Press Releases Published: 27/04/2016 Last modified: 27/04/2016
      a proposed new guidance note on omitting the requirement to provide historic financial information on guarantors.

1743. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

      News stories Published: 02/08/2016 Last modified: 12/03/2024
      This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.

1744. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

      Statements Published: 11/03/2024 Last modified: 20/03/2024
      The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

1745. Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements

      Press Releases Published: 13/05/2014 Last modified: 13/05/2014
      will rework its policies and procedures so that they are fully aligned with FCA rules and requirements. ... The changes Cheque Centres Limited has agreed with the FCA are set out in a Voluntary Requirement (VREQ).

1746. Proceeds of fraud - Detecting and preventing money mules

      Multi-firm reviews Published: 19/10/2023 Last modified: 13/11/2023
      We share the key findings from our review of payment account providers’ systems and controls against money mule activity.

1747. Mortgages and coronavirus: updated draft guidance for firms

      Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 17/08/2021
      FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus

1748. Business interruption insurance test case: draft guidance for firms

      Policy and guidance Guidance consultations Published: 01/06/2020 Last modified: 01/06/2020
      FCA publishes draft guidance for firms on the business interruption insurance test case

1749. Primary multilateral trading facilities – Engagement Paper 6

      Calls for input Published: 13/07/2023 Last modified: 12/12/2023
      We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

1750. Financial watchdog sets out credit information market improvements

      Press Releases Published: 05/12/2023 Last modified: 05/12/2023
      People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA).