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Coronavirus linked forbearance: key findings
We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty. -
RMA-G training and competence: help text
RMA-G training and competence: help text -
Information on 10% depreciation notifications from February 2020 - January 2022
The FCA responds regarding the investigations opened by the FCA into potential breaches of COBS 16A.4.3. -
GC15/1 Risks to customers from performance management at firms
Principle 3 of the FCA Principles for Businesses and the applicable rules in SYSC, which sets out organisational and systems and controls requirements for firms. -
CP14/23: Restrictions on the retail distribution of regulatory capital instruments
In this paper we are consulting on rules to restrict the retail distribution of contingent convertible securities (CoCos) and on requirements on the retail distribution of mutual society shares. ... We are also consulting on new requirements that would -
Information on enforcement investigations into Senior Managers - May 2022
The FCA responds to multiple questions on enforcement investigations into Senior Managers. -
PS15/4: Retirement reforms and the guidance guarantee
In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000. -
Publication of costs and charges data by workplace personal pension providers
Our expectations of providers for the first publication of costs and charges information under the new rules. -
FCA launches call for input on high-cost credit and overdrafts
The Financial Conduct Authority (FCA) has today announced that it is seeking evidence and feedback to further inform its work on high-cost credit, including a review of the payday loan price cap. -
Pension freedoms data collection exercise: analysis and findings
Consumer access to the pension freedoms. Financial advice requirements and the treatment of insistent customers.