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PRA and FCA publish policy statement on bilateral margin requirements for uncleared derivatives
The Prudential Regulation Authority and FCA have published a joint policy statement relating to margin requirements for non-centrally cleared derivatives. -
FCA finds failings in the oversight of appointed representatives in the general insurance sector
Some of the firms did not appear to have understood the full extent of their obligations for ensuring their appointed representatives complied with regulatory requirements. ... controls;. asking two firms to cease sales activities;. agreeing the -
Intention to consult on updates to the FCA lists of multilateral development banks
In the forthcoming Quarterly Consultation Paper the FCA intends to consult on changes to the Glossary terms a for multilateral development bank and designated multilateral development bank. -
Restrictions placed on IBP Markets Limited and the Firm enters special administration
We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm. -
Further arrangements for the orderly wind-down of LIBOR at end-2021
The sterling, Japanese yen, Swiss franc and euro LIBOR panels are ceasing on 31 December 2021 -
Safeguarding arrangements of non-bank payment service providers
In the first 6 months of 2019 we carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in the Payment Services Regulations 2017 (PSRs) -
Capital Markets Union – a regulator’s perspective
Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the -
FCA statement on EBA’s draft PSD2 Guidelines and Opinion for banks and others involved in open banking
On 13 June 2018 the European Banking Authority (EBA) published an Opinion and draft Guidelines on the Regulatory Technical Standards (RTS) on Strong Customer Authentication and Common and Secure Communication. -
Consumer credit and coronavirus: Additional guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit consumers. -
FCA regulation boosts consumer protection in the funeral plans market
The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market.