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Showing 181 to 190 of 2209 search results for identification requirements.

181. Transparency

     How we operate Published: 06/04/2016 Last modified: 20/12/2021
     The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

182. UK EMIR for non-financial counterparties

     Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
     Read more about non-financial counterparties under UK European Market Infrastructure Regulation (UK EMIR), including reporting to trade repositories and risk mitigation for uncleared trades.

183. Change in Control

     Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
     Find out when you need to notify us to acquire or change control in a firm that we regulate.

184. Custodians

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

185. Account information service (AIS) only

     Last modified: 22/09/2017
     3. Once you are registered you will need to comply with a number of requirements. ... 2018. 2.Once you are registered you will need to comply with a number of requirements.

186. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

187. Sign up for blogs updates

     Last modified: 08/02/2024
     We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.

188. OPBAS supervisory update: Risk identification and verification [pdf]

     Corporate documents Published: 03/08/2023
     We asked PBSs for responses to a questionnaire focused on risk identification and verification. We wrote to Professional Body Supervisors (PBSs) with our views in June 2023.

189. Apply to vary your permissions, limitations or requirements

     Tasks for firms Published: 29/07/2015 Last modified: 16/08/2023
     Find out how to apply to change the e-money or payment services you provide.

190. Chairman’s speech

     Speeches Published: 18/07/2013 Last modified: 18/07/2013
     Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.