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Showing 1811 to 1820 of 2209 search results for identification requirements.
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PS24/1: Temporary changes to handling rules for motor finance complaints
We set out and explain our response to a potential increase in complaints in the motor finance market. -
FCA Mortgage Conference 2015 — panel summaries
but the mainstream mortgage market also has a significant role to play, to provide the capacity needed to meet the requirements of a growing older population. -
Information on enforcement investigations and authorisations applications concerning Crypto- December 2022
FCA provides information enforcement investigations. -
Financial Conduct Authority says time to end premium calls for consumers
In a letter to consumer group, Which?, the FCA said it believed that the introduction of requirements in the Consumer Rights Directive, designed to ensure firms no longer charge a premium -
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance -
PS23/13: Introducing a gateway for firms who approve financial promotions
The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions. -
Product sales data: Self-invested personal pensions (SIPPs) FAQs
Product sales data: Self-invested personal pensions (SIPPs) FAQs -
Statement on transitional arrangements for trading venues under MiFIR Article 54(2)
relation to exchange-traded derivatives, under which the open access requirements of Articles 35 or 36, respectively, of MiFIR would not apply until July 2020. -
Temporary prohibition of short selling: Banco Comercial Português, S.A.
Temporary prohibition of short selling: Banco Comercial Português, S.A. News stories First published:. 20/01/2017. Last updated: 20/01/2017. Temporary prohibition of short selling: Banco Comercial Português, S.A.. The Financial Conduct Authority ( -
Application under MIFID 4-14-6r additional firm questions [docx]
Application under MIFIDPRU 4.14.6R for permission to exclude transactions with some counterparties from K-TCD requirement -Additional firm questions.