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Showing 1811 to 1820 of 2209 search results for identification requirements.

  1. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.
  2. FCA Mortgage Conference 2015 — panel summaries

    News stories Published: 18/01/2016 Last modified: 16/06/2016
    but the mainstream mortgage market also has a significant role to play, to provide the capacity needed to meet the requirements of a growing older population.
  3. Information on enforcement investigations and authorisations applications concerning Crypto- December 2022

    FOI Release Date of Release: 01/12/2022
    FCA provides information enforcement investigations.
  4. Financial Conduct Authority says time to end premium calls for consumers

    Press Releases Published: 14/04/2014 Last modified: 15/04/2014
    In a letter to consumer group, Which?, the FCA said it believed that the introduction of requirements in the Consumer Rights Directive, designed to ensure firms no longer charge a premium
  5. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

    Policy statements Published: 30/07/2019 Last modified: 12/01/2023
    PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
  6. PS23/13: Introducing a gateway for firms who approve financial promotions

    Policy statements Published: 11/09/2023 Last modified: 16/11/2023
    The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.
  7. Product sales data: Self-invested personal pensions (SIPPs) FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: Self-invested personal pensions (SIPPs) FAQs
  8. Statement on transitional arrangements for trading venues under MiFIR Article 54(2)

    Statements Published: 03/01/2018 Last modified: 03/01/2018
    relation to exchange-traded derivatives, under which the open access requirements of Articles 35 or 36, respectively, of MiFIR would not apply until July 2020.
  9. Temporary prohibition of short selling: Banco Comercial Português, S.A.

    News stories Published: 20/01/2017 Last modified: 20/01/2017
    Temporary prohibition of short selling: Banco Comercial Português, S.A. News stories First published:. 20/01/2017. Last updated: 20/01/2017. Temporary prohibition of short selling: Banco Comercial Português, S.A.. The Financial Conduct Authority (
  10. Application under MIFID 4-14-6r additional firm questions [docx]

    Forms Published: 11/02/2022
    Application under MIFIDPRU 4.14.6R for permission to exclude transactions with some counterparties from K-TCD requirement -Additional firm questions.