Search results
Showing 1821 to 1830 of 2209 search results for identification requirements.
-
FCA seeks industry views on a new prudential regime for UK investment firms
The FCA has published a discussion paper on a prudential regime for UK investment firms. -
FG24/3: Finalised non-handbook guidance on the anti-greenwashing rule
We set out the guidance on the anti-greenwashing rule. -
TR14/11 - Price comparison websites in the general insurance sector
It should also be of interest to other regulators. We assessed whether PCWs were complying with their regulatory requirements and were providing appropriate information to ensure that consumers can make informed -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
BIS Consultation Paper - Extractive industries reporting: implementing the EU Accounting Directive
When the FCA implements this requirement through the DTRs, relevant issuers will use the new BIS regulations when preparing their report. ... Therefore, we would encourage relevant issuers subject to the requirements of the Transparency Directive to read -
Supervisory flexibility on RTS 27 reports and 10% depreciation notifications
We are putting in place temporary measures with respect to RTS 27 reports and 10% depreciation notifications while we consult on changes to these requirements later this Spring. -
A changing landscape: the FCA’s strategic priorities for the pensions sector
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019. -
Customers of three debt management firms should stop making payments
Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms. -
FCA launches High Court proceedings against Paul Steel and Jacqueline Foster
The FCA has commenced civil proceedings in the High Court against Paul Steel and Jacqueline Foster. -
FCA Statement of Policy on the use of the power to direct qualifying parent undertakings
The appendix to FSA PS13/5 - The New FCA Handbook sets out the Financial Conduct Authority’s policy on the use of its power to direct a qualifying parent undertaking (also known as an ‘unregulated holding company’). The powers relate to all FCA