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Showing 1851 to 1860 of 2209 search results for identification requirements.

  1. PS20/4: Amendment of COBS 21.3 permitted link rules

    Policy statements Published: 04/03/2020 Last modified: 04/03/2020
    This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.

  2. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 20/05/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

  3. FCA consults on new guidance on variation terms under unfair terms legislation

    Press Releases Published: 17/05/2018 Last modified: 31/05/2018
    The Financial Conduct Authority (FCA) is consulting on new guidance outlining factors financial services firms should consider under the Consumer Rights Act 2015 (CRA) when drafting and reviewing variation terms in their consumer contracts. The CRA

  4. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

    Press Releases Published: 09/08/2021 Last modified: 09/08/2021
    The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services

  5. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

    Policy statements Published: 07/11/2014 Last modified: 30/08/2015
    We are implementing this change early and removing this requirement with effect from 7 November 2014. ... PS14/15 - Removing the Transparency Directive’s requirement to publish interim management statements [PDF].

  6. FCA acts to help investors make more informed ESG investment decisions

    Press Releases Published: 03/11/2021 Last modified: 03/11/2021
    The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

  7. Call for Input: the FCA’s approach to the current payment services regime

    News stories Published: 10/02/2016 Last modified: 10/02/2016
    We are seeking views on existing guidance we provide to assist firms in complying with their legal requirements under the current payment services regime.

  8. Five individuals banned and fined for causing losses to pension customers

    Press Releases Published: 09/05/2022 Last modified: 09/05/2022
    The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.

  9. FCA OIREQ/ OIVOP and Enforcement investigations data - May 2021

    FOI Release Date of Release: 04/05/2021
    The FCA provides data about FCA cases on OIREQ /OIVOP and Enforcement investigations into insider dealing.

  10. Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.
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