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FS23/1 - Feedback Statement on Synthetic Data Call for Input
We asked for your input on the challenges in accessing high quality data for innovation in financial services, including specific feedback on synthetic data. -
CP23/30: Operational resilience: Critical third parties to the UK financial sector
We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs). -
Climate Financial Risk Forum Guide 2021 - Disclosures - Managing Legal Risk [pdf]
This document covers management of legal risk in relation to climate-related reporting requirements, output of the Disclosures Working Group of the Climate Financial Risk Forum. -
Enhanced Due Diligence for High-risk Customers
Money Laundering Regulations stipulate that enhanced due diligence be carried out for all higher-risk situations. Learn about Politically Exposed Persons and anti-money laundering laws. -
TR14/21: Retail investment advice: Adviser charging and services
Following the introduction of the Retail Distribution Review on 31 December 2012, in January 2013 we began a three-cycle thematic review into how firms implemented its requirements. ... In the first two cycles we focused on whether firms were complying -
PS17/20: Transaction cost disclosure in workplace pensions
This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments. -
FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit
We are stepping up our efforts to ensure firms are aware of what they need to do to prepare for the potential of a no-deal Brexit. -
PS21/18: Restricting CMC charges for financial products and services claims
This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services. -
FCA confirms anti-greenwashing guidance and proposes extending sustainability framework
Ahead of the anti-greenwashing rule coming into force on 31 May, the FCA is supporting industry with guidance to help them meet the standard. -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
Strengthening the PRA requirements on PRA dual-regulated firms to apply more effective risk adjustment to variable remuneration. ... The clawback and deferral will apply to variable remuneration awarded for performance periods beginning on or after 1