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Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]
This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed -
Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports
We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies. -
PS22/3: Diversity and inclusion on company boards and executive management
This Policy Statement (PS22/3) sets out our final policy decision for proposals set out in our consultation CP21/24. -
EMIR Margin Intragroup Exemptions Multiple Pairs Application Form [xlsx]
This form should be submitted by a counterparty applying to the Financial Conduct Authority (FCA) as relevant competent authority, to make use of the exemptions for intragroup transactions as defined in Article 11(8) and (9) of the UK European -
Extension of temporary restriction in short selling: Liberbank, S.A
The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) which extends the restrictions of transactions under Article 20 (2) (a) and -
PS21/4: Extension of Annual Financial Crime Reporting Obligation
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Wonga to make major changes to affordability criteria following discussions with the FCA
Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately. -
FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code
Both these voluntary market codes have been written and are owned by the industry and reflect their views of best practice -
FCA acts to address unclear and excessive motor finance costs
FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm -
Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms
A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits.