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Showing 1901 to 1910 of 2209 search results for identification requirements.

  1. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

    Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
    This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better
  2. FCA announces proposals to update Dual-regulated firms Remuneration Code

    News stories Published: 03/08/2020 Last modified: 03/08/2020
    Our proposals aim to ensure that the FCA’s remuneration regime applicable to banks, building societies and PRA-designated investment firms.
  3. Occasional Paper No. 35: Six of One…? Choice of intermediary in the UK mortgage market

    Occasional papers Published: 04/05/2018 Last modified: 29/01/2021
    As part of the FCA's mortgages market study, the FCA wanted to understand whether consumers’ borrowing costs vary materially depending on their choice of intermediary and, if so, why.
  4. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.
  5. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

    Press Releases Published: 18/04/2013 Last modified: 25/11/2021
    The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.
  6. Information about number of reportable data breaches made to the FCA - July 2020

    FOI Release Date of Release: 30/07/2020
    The FCA provides information about number of reportable data breaches made to the FCA
  7. TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    in our review, and to make any necessary changes required to ensure that they are complying with the existing regulatory requirements in this area.
  8. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    New prudential requirements will also be phased in. The FCA has also proposed new rules for investment-based crowdfunding, which is already regulated. ... days. A minimum prudential requirement: either a percentage of loaned funds or a fixed minimum of
  9. Customers to be shown how much they could gain from shopping around for an annuity

    Press Releases Published: 25/11/2016 Last modified: 25/11/2016
    Annuity providers will be required to inform their customers how much they could gain from shopping around and switching provider before they purchase an annuity under plans announced today by the Financial Conduct Authority (FCA).
  10. Increasing transparency and engagement at renewal in general insurance markets: PS16/21

    Policy and guidance Published: 10/08/2016 Last modified: 07/03/2017
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.