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Showing 1921 to 1930 of 2209 search results for identification requirements.

  1. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.

  2. FCA confirms tough new rules for £200bn consumer credit market

    Press Releases Published: 28/02/2014 Last modified: 28/02/2014
    a requirement to provide information to customers on how to get free debt advice.

  3. FCA launches call for input on the use of technology to achieve smarter regulatory reporting

    Press Releases Published: 20/02/2018 Last modified: 12/01/2023
    FCA seeks views on how technology can make it easier for firms to meet their regulatory reporting requirements and improve the quality of the information they provide.

  4. Temporary prohibition of short selling: CTT - Correios de Portugal, S.A.

    News stories Published: 31/01/2017 Last modified: 31/01/2017
    Temporary prohibition of short selling: CTT - Correios de Portugal, S.A. News stories First published:. 31/01/2017. Last updated: 31/01/2017. Temporary prohibition of short selling: CTT - Correios de Portugal, S.A.. The Financial Conduct Authority (

  5. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements in the FCA Handbook.

  6. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    published today covers a range of issues including position limits and reporting for commodity derivatives, systems and controls requirements for firms providing MiFID investment services and client asset protections.

  7. Occasional Paper 62: Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures

    Occasional papers Published: 25/10/2022 Last modified: 15/11/2022
    Clear communication via investor factsheets helps people understand investments based on their sustainability characteristics and may help them choose investments that better meet their needs.

  8. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

    Press Releases Published: 31/01/2017 Last modified: 31/01/2017
    The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December

  9. British and Australian financial regulators sign agreement to support innovative businesses

    Press Releases Published: 23/03/2016 Last modified: 23/03/2016
    Under a world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market.

  10. FCA expects to implement new Disclosure Rules and Transparency Rules in January 2015

    Statements Published: 12/12/2014 Last modified: 12/12/2014
    The Financial Conduct Authority (FCA) expects to confirm new rules implementing new Transparency Directive requirements before the end of 2014.
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