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Showing 1941 to 1950 of 2209 search results for identification requirements.

  1. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

  2. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

  3. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    Requirements relating to the people who run your business and are responsible for certain aspects of it.

  4. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments

  5. Non-advised drawdown pension sales review: summary of findings

    Multi-firm reviews Published: 28/03/2018 Last modified: 28/03/2018
    The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits.

  6. Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures

    Press Releases Published: 16/06/2014 Last modified: 09/12/2016
    These promotions were a serious breach of the requirement to be clear, fair and not misleading.

  7. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    Based on European Securities and Markets Authority’s Technical Advice to the Commission of December 2014, it is anticipated this will include requirements in relation to research on products and services. ... The relevant regulatory requirements and

  8. The FCA and PRA propose measures to boost diversity and inclusion in financial services  

    Press Releases Published: 25/09/2023 Last modified: 07/11/2023
    In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent.

  9. Implementing MiFID II – multi-firm review of research unbundling reforms

    Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
    Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

  10. FCA announces proposals to improve climate-related disclosures by listed companies

    Press Releases Published: 06/03/2020 Last modified: 06/03/2020
    FCA announces proposals to improve climate-related disclosures by listed companies
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