Search results
Showing 1951 to 1960 of 2209 search results for identification requirements.
-
FCA response to European Banking Authority’s Opinion on Strong Customer Authentication
The EBA has published an Opinion on Strong Customer Authentication under PSD2. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
The consultation paper also outlines the authorisation process for these firms and sets out the proposed data reporting requirements for second charge firms. ... A number of other changes will also be implemented including new knowledge and competency -
FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes
The two were responsible for overseeing the regulated activities of their respective firms and monitoring compliance with statutory and regulatory requirements. -
November 2014: Internal Audit report: The identification, handling and management of market sensitive information [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation
The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 18 January 2018. Most of their provisions came into effect on 1 January 2019. We have consulted on a number of changes to ensure -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
On one occasion, an SEI employee who had not received any CASS training manually adjusted SEI’s client money requirement from the £14 million calculated using the internal client money reconciliation ... We will continue to take action to ensure that -
FCA to require pension providers to offer to book Pension Wise appointments for consumers
The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes -
FCA secures contract changes for buy-now-pay-later customers as more consumers use the product
FCA research shows that there has been a significant increase in the use of buy-now-pay-later (BNPL). -
Amendments to the IFPR Instrument 2021 since publishing the near-final version
We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.