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Showing 1961 to 1970 of 2209 search results for identification requirements.

  1. News for customers of P.F. (International) Limited (“the firm”), a distributor of Kirby Vacuum Cleaners in the South West area of England

    News stories Published: 02/08/2018 Last modified: 27/11/2018
    The FCA found that the firm:. Sold and brokered regulated credit agreements during cold call visits to customers’ homes in breach of a requirement on its permissions which precluded it from

  2. FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code

    Statements Published: 26/05/2016 Last modified: 26/05/2016
    In the UK, many parts of firms' FX activities are already subject to specific and demanding regulatory requirements, such as the client order handling and best execution standards in MIFID, and ... In addition to firms’ ongoing obligation to comply

  3. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

  4. Retail Distribution Review six months in – how firms are implementing the RDR

    Press Releases Published: 25/07/2013 Last modified: 09/02/2017
    The Financial Conduct Authority (FCA) has published an early review of how advisory firms have implemented some of the core aspects of the Retail Distribution Review (RDR) months after its implementation.

  5. CP15/41: Increasing transparency and engagement at renewal in general insurance markets

    Consultation papers Published: 03/12/2015 Last modified: 13/10/2016
    We expect firms to present the new disclosure requirements clearly and to take active account of our discussion paper DP15/5: Smarter consumer communications(PDF).

  6. FCA’s new rules on climate-related disclosures to help investors, clients and consumers

    News stories Published: 17/12/2021 Last modified: 17/12/2021
    We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.

  7. PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)

    Policy statements Published: 05/11/2020 Last modified: 05/11/2020
    Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format.

  8. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics

  9. FCA stops AJH Financial Services Limited disposing of assets without permission

    News stories Published: 14/02/2022 Last modified: 23/05/2022
    We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.

  10. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.
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