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Financial Conduct Authority outlines how it would use the temporary transitional power
The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement. -
The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks
Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime. -
FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members
The FCA has published final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out. -
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks [PDF]. The requirements set out in this Policy Statement affect the administrators of the eight regulated benchmarks. -
Call for Input: Using technology to achieve smarter regulatory reporting
We are publishing our response to the Call for Input on Digital Regulatory Reporting. In this Call for Input we invited views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting -
Financial regulator sets out further reforms to improve markets and bolster competitiveness
FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre. -
FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors
We have fined TFS Loans Ltd (in administration) £811,900 in relation to deficient affordability checks on 3,150 guarantors in its consumer credit business. -
RMA-E: Professional Indemnity Insurance
RMA-E: Professional Indemnity Insurance -
FS16/4: Feedback Statement on Call for Input: Supporting the development and adopters of RegTech
Building on this success, in the first half of 2015, we started to explore how regulatory requirements and technology could come together through RegTech. -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
The requirement to assign responsibilities to a whistleblowers’ champion will take effect on the same date as the rest of the Senior Managers Regime, 7 March 2016. ... Once the rules introduced by this document have been in effect long enough to assess