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Showing 2001 to 2010 of 2209 search results for identification requirements.

2001. Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash

      Statements Published: 18/08/2023 Last modified: 18/08/2023
      FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services.

2002. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

      Policy statements Published: 01/08/2016 Last modified: 01/08/2016
      introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. ... PSPs should pay particular attention to the new reporting requirements, and act to make the necessary changes to enable them to comply

2003. FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

      Policy and guidance Finalised guidance Published: 12/05/2021 Last modified: 12/05/2021
      We are publishing non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.

2004. Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market

      Speeches Published: 06/11/2018 Last modified: 06/11/2018
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.

2005. Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds

      News stories Published: 19/07/2021 Last modified: 19/07/2021
      We publish a letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds

2006. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

      Press Releases Published: 05/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

2007. PS15/13: Guaranteed Asset Protection insurance: competition remedy

      Policy statements Published: 10/06/2015 Last modified: 24/10/2016
      In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

2008. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

      Speeches Published: 14/03/2024 Last modified: 14/03/2024
      Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

2009. Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]

      Correspondence Published: 04/07/2019
      What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations.

2010. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

      Policy statements Published: 22/07/2015 Last modified: 30/09/2022
      In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.