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Showing 201 to 210 of 2209 search results for identification requirements.

201. Expectations of firms offering fractional shares to retail investors

     Firms Published: 01/12/2023 Last modified: 01/12/2023
     FCA's expectations under the Consumer Duty for firms offering fractional shares.

202. Experienced professionals

     Join us Published: 28/09/2016 Last modified: 05/03/2024
     Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application.

203. FCA Innovation Hub survey

     Last modified: 27/03/2022
     We process personal data in line with the requirements of the General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.

204. Consumer Credit Seminar

     Speeches Published: 21/10/2014 Last modified: 20/03/2024
     Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.

205. Accessibility

     Last modified: 18/01/2024
     Find out about the individual cookies we use on the Panels' website, and why we use them.

206. Digital publishing form

     Last modified: 09/01/2018
     Web link / Suggested web link. Request description. Description. Please detail your requirements below and send any additional documents to the Web Publishing inbox.

207. OFT Requirement Notice: Infofind [pdf]

     Requirement notices Published: 14/08/2008 Last modified: 11/04/2014
     This Notice from the OFT placed a requirement on Infofind which applies to its Consumer Credit Interim Permission.

208. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

209. Reporting requirements: insurance firms

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies. Learn more about the requirements for reporting.

210. Travel insurance and coronavirus (Covid-19)

     Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
     We set out our expectations of firms to consider their regulatory requirements in the changed travel market.