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Showing 2081 to 2090 of 2209 search results for identification requirements.
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Review of the use of our Article 23D power for 3-month synthetic sterling LIBOR
The report on how the FCA exercised its power under BMR for 3-month sterling LIBOR aligning with its objectives. -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
Cameron deliberately flouted regulatory requirements, which were designed to safeguard retail investors, in favour of selling high risk UCIS for potentially lucrative gains. -
Data on Organisations seeking permission on operation of electronic platforms for lending - July 2021
FCA providing data on organisation seeking permissions to operate electronic platforms for lending since 2014 to July 2021. -
PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers
We are introducing a new Environmental, Social and Governance sourcebook. -
DP22/3: Operational resilience: critical third parties to the UK financial sector
In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties. -
FCA statement on compliance with Joint Committee Guidelines on Acquisitions and Increases of Qualifying Holdings (Changes in Control)
PRA have notified the ESAs that they will comply with the Guidelines except for provisions relating to the identification of acquirers of indirect qualifying holdings. -
Morses Club Limited and Shelby Finance Ltd (trading as Dot Dot Loans) enter administration
Morses Club Limited and its wholly owned subsidiary Shelby Finance Ltd (trading as Dot Dot Loans) have entered administration. -
Review of terminal illness benefits within life insurance protection products
FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement. -
Payday lender Dollar to provide £15.4 million redress to over 147,000 customers
The firm has since agreed to make a number of changes to its lending criteria in order to meet the FCA’s requirements for high-cost short-term lenders. -
New rules will protect consumers from harmful fee-charging credit broking practices, says FCA
The rules will ban credit brokers from charging fees to customers, and from requesting customers’ payment details for that purpose, unless they comply with new requirements ensuring that customers are given