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Digital regulatory reporting
Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective. -
Market Watch 72
In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients -
Corporate finance firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Margin requirements for uncleared derivatives
Find out about margin requirements for uncleared derivatives under UK European Market Infrastructure Regulation (UK EMIR), counterparties and transactions subject to this, and exemptions. -
Reporting requirements: payment service providers and e-money issuers
The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report. -
Primary Market Bulletin 34
This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime. -
Dual-regulated firms Remuneration Code (SYSC 19D)
How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms. -
A test of conscience
A core regulatory requirement. So, while the spirit seems willing to make change, the flesh looks weaker here, which leads to the question I specifically want to look at this morning. ... Forms of identification, for example, as well as impaired or -
MIFIDPRU Remuneration Code (SYSC 19G)
The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.