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Showing 2101 to 2110 of 2209 search results for identification requirements.

  1. The Financial Conduct Authority warns clients of three debt management firms to review their debts

    Press Releases Published: 21/05/2015 Last modified: 08/11/2016
    These firms have failed to comply with the requirements we put in place to provide written statements to customers setting out their debt position.
  2. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

    Policy statements Published: 16/12/2015 Last modified: 26/05/2016
    or of the Prudential Regulatory Authority rules imposing Solvency II requirements), and their approved persons.
  3. Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms

    Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 07/05/2020
    FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus
  4. GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan

    Guidance consultations Published: 02/05/2013 Last modified: 03/10/2016
    We recognise that customers are responsible for repaying their mortgages, repayment of the capital at the end of term is a contractual requirement, and that firms are not obliged to offer
  5. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

    Policy statements Published: 05/03/2019 Last modified: 05/03/2019
    This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.
  6. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms

    Consultation papers Published: 20/12/2023 Last modified: 07/03/2024
    These proposed listing regime reforms aim to encourage a greater range of companies to list and grow on UK markets.
  7. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

    Policy statements Published: 24/07/2017 Last modified: 01/06/2018
    This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).
  8. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.
  9. Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021

    FOI Release Date of Release: 27/09/2021
    FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.
  10. TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements

    Thematic reviews Published: 24/06/2020 Last modified: 24/06/2020
    We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions.