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Showing 2151 to 2160 of 2209 search results for identification requirements.

2151. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

      Press Releases Published: 03/10/2013 Last modified: 29/11/2016
      There will also be tougher requirements for payday lenders, including a mandatory affordability check on borrowers, limiting the number of loan roll-overs to two, and restricting (to two) the number ... The FCA recognises that this is a once in a

2152. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

      Policy statements Published: 08/06/2015 Last modified: 07/09/2016
      We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).

2153. Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions

      Press Releases Published: 24/07/2013 Last modified: 17/09/2013
      The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions they made in wholesale markets, and in some instances, failing to report transactions at all.

2154. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

      Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
      This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.

2155. PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules

      Policy statements Published: 29/07/2016 Last modified: 29/07/2016
      It also presents the final rules and implementation timescale for the reporting requirement.

2156. Draft Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

      Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
      This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.

2157. FG13/4 - Primary Market Bulletin No. 2 and Primary Market Bulletin No. 5

      Newsletters Published: 30/07/2013 Last modified: 23/11/2021
      The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 6.

2158. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

      Press Releases Published: 28/01/2019 Last modified: 29/01/2019
      The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.

2159. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

      Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
      We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

2160. The FCA’s new competition powers: what do they mean for the financial services industry?

      Speeches Published: 21/11/2014 Last modified: 09/11/2016
      Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.