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Showing 221 to 230 of 2209 search results for identification requirements.

221. Key workers in financial services

     Firms Published: 20/03/2020 Last modified: 10/11/2020
     We set out steps firms should take to help identify key workers in financial services.

222. Depositaries

     Focus areas Published: 08/06/2016 Last modified: 01/02/2023
     How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

223. OFT Requirement Notice: Totemic Limited [pdf]

     Requirement notices Published: 01/05/2009 Last modified: 17/04/2014
     This Notice from the OFT placed a requirement on Totemic Limited which applies to its Consumer Credit Interim Permission.

224. Notifications under Payment Services Regulations 2017

     Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
     Read about the reporting and notification requirements under the PSRs, including major incident reporting.

225. General insurance brokers: acting for commercial customers

     Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
     Understand what we expect of general insurance brokers who arrange premium finance plans.

226. The Future of the City

     Speeches Published: 05/02/2018 Last modified: 05/02/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.

227. Laying myths to rest

     Speeches Published: 17/10/2013 Last modified: 17/10/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

228. Waivers and modifications

     Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
     Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.

229. Do the right thing

     Speeches Published: 01/06/2023 Last modified: 30/10/2023
     Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

230. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft) [pdf]

     Primary market Published: 26/04/2024
     FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (draft)