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Showing 241 to 250 of 2209 search results for identification requirements.

  1. Clearing obligation

    Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
    Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

  2. OFT Requirement Notice: Financial Makeover Limited [pdf]

    Requirement notices Published: 01/05/2009 Last modified: 17/04/2014
    This Notice from the OFT placed a requirement on Financial Makeover Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission.

  3. OFT Requirement Notice: Payplan Limited [pdf]

    Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Payplan Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission.

  4. OFT Requirement Notice: Payplan Solutions Limited [pdf]

    Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Payplan Solutions Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission.

  5. OFT Requirement Notice: Law2Law Limited [pdf]

    Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Law2Law Limited (Totemic Limited) which applies to its Consumer Credit Interim Permission.

  6. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  7. FSA - Guidance Note No. 11 [pdf]

    Guidance consultations Published: 17/02/2011 Last modified: 02/05/2013
    As part of this work we have initiated a series of expert groups designed to bring together the FSA and operational risk practitioners at firms to share ideas on current practice, weaknesses, and possible improvements.

  8. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  9. FCA finalises revised Payment Services Directive (PSD2) requirements

    Press Releases Published: 19/09/2017 Last modified: 19/09/2017
    The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). 

  10. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.
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