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Showing 251 to 260 of 2209 search results for identification requirements.
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Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Professional standards: advisers
FCA provides professional standards that all advisers should meet -
Recognised industry codes
Read about our process for recognising industry codes of conduct, which we describe as 'FCA-recognised industry codes'. -
Annual returns and accounts: mutual societies
How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards. -
Pension reforms and insistent clients
Find out the FCA position following the pension reforms in 2015, and the steps to take when advising insistent clients. -
Variation of requirement to the permissions of Card Protection Plan Limited [pdf]
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The regulatory challenge
But our role goes beyond setting minimum requirements and standards. We also help push firms where they might not otherwise go - we are, at times, the counterweight to the market pressures ... having to prove their identity despite having been a bank -
Report an unfair contract term
Financial businesses can't enforce unfair or unclear terms in their contracts with you. If you think that a contract term is unfair or unclear, please report it to us by completing the form below. -
The rapidity of change
Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.