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Showing 261 to 270 of 2209 search results for identification requirements.

  1. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  2. Climate-related reporting requirements

    Published: 22/04/2021 Last modified: 06/10/2022
    The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.

  3. OFT Requirement Notice: Newtomorrow Limited [pdf]

    Requirement notices Published: 17/11/2010 Last modified: 11/04/2014
    This Notice from the OFT placed a requirement onNewtomorrow Limited which applies to its Consumer Credit Interim Permission.

  4. Advising on P2P agreements

    Tasks for regulated firms Published: 05/04/2016 Last modified: 10/02/2023
    The FCA provides information on new permissions for the regulated activity of 'advising on P2P agreements'

  5. Safeguarding requirements for authorised payment institutions and electronic money institutions

    Tasks for regulated firms Published: 29/07/2015 Last modified: 10/02/2023
    Find out what safeguarding means for authorised PIs and EMIs.

  6. Adviser charging rules

    Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
    Find out about our rules on how advisers can charge clients and how they must explain these charges.

  7. Client Money and Assets

    Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
    CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

  8. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  9. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.

  10. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.
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