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Showing 281 to 290 of 2209 search results for identification requirements.

  1. Electronic money and payment service providers: conduct of business requirements

    Tasks for firms Published: 29/07/2015 Last modified: 30/08/2023
    Read more about how conduct of business requirements affect payment service providers (PSPs) and electronic money issuers.
  2. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).
  3. Limitations on debt permissions

    Tasks for regulated firms Published: 20/03/2017 Last modified: 10/02/2023
    If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business.
  4. Our ambitious agenda for UK asset management

    Speeches Published: 23/05/2024 Last modified: 28/06/2024
    Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum.
  5. Agreements with overseas regulators

    About us What we do Last modified: 17/12/2021
    See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.
  6. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 15/09/2022
    The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.
  7. Skilled person reviews

    About us How we regulate Published: 20/04/2016 Last modified: 27/05/2022
    Find out about skilled person reviews.
  8. IRHP: the review process

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    IRHP: the review process.
  9. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.
  10. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.