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Showing 301 to 310 of 2209 search results for identification requirements.

301. Outsourcing claim activities to private investigators

     Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
     Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.

302. UK RRD: UK firms

     Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
     Read more about what the UK RRD means for UK firms, including how to submit plans, group recovery plan submissions and IFPRU significance.

303. UK SFTR library

     Markets Published: 11/03/2020 Last modified: 26/05/2022
     To help firms understand their requirements, browse links to useful information on the UK Securities Financing Transactions Regulation (UK SFTR)

304. PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

     Policy statements Published: 28/11/2023
     This Policy Statement (PS) contains our final rules and guidance to improve trust and transparency to the market for sustainable investment products.

305. DP21/4: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

     Discussion papers Published: 03/11/2021
     In this Discussion Paper, we are seeking initial views on SDR disclosure requirements for asset managers and certain FCA-regulated asset owners, as well as the sustainable investment labelling system

306. CP21/9: Changes to UK MIFID’s conduct and organisational requirements [pdf]

     Consultation papers Published: 28/04/2021
     FCA consultation paper (CP21/9) on changes to UK MIFID’s conduct and organisational requirements.

307. Mortgages and coronavirus: our guidance for firms

     Mortgage lenders and intermediaries Published: 20/03/2020 Last modified: 01/12/2020
     FCA guidance for mortgage lenders, mortgage administrators, home purchase providers and home purchase administrators as the coronavirus situation develops.

308. Investment managers

     Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

309. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     So we have used enforcement and supervisory powers to impose requirements on firms, we announced on 25 June that Wonga have agreed to pay compensation of over £2.6m to around

310. Authorised payment institution (authorised PI)

     Last modified: 22/09/2017
     Authorised PIs should make necessary changes to ensure compliance with PSD2 requirements, the majority of which are effective from 13 January 2018. ... Answer the following questions to understand more about what you need to do to meet new PSD2