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Showing 321 to 330 of 2209 search results for identification requirements.

321. Subordinated loans

     Tasks for regulated firms Published: 06/08/2015 Last modified: 15/02/2023
     A firm can use a subordinated loan to meet its own funds requirement if it is made in line with our requirements.

322. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

323. How we grant confirmation

     Tasks for regulated firms Published: 06/08/2015 Last modified: 08/02/2023
     This process is so that we ensure a consistent and efficient approach when dealing with requests for confirmation.

324. Voluntary Application for the Imposition of Requirements: Zeux Ltd [pdf]

     Requirement notices Published: 10/02/2020
     Voluntary Application for the Imposition of Requirements: Zeux Ltd.

325. CP20/12: Delay to the implementation of the European Single Electronic Format [pdf]

     Consultation papers Published: 22/07/2020
     We are set out proposed rule changes to postpone by

326. PS19/23: FCA and PRA changes to mortgage reporting requirements [pdf]

     Policy statements Published: 30/09/2019
     CP18/41 proposed new reporting requirements for regulated mortgage lenders and home finance administrators. We summarise feedback and our response

327. Principal trading firms

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

328. Resources for your society

     Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
     Forms and useful information for those managing a mutual society.

329. Sign up for FCA Horizons

     Last modified: 12/07/2023
     We process personal data in line with the requirements of the UK GDPR.

330. CP22/20: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

     Consultation papers Published: 25/10/2022
     In this Consultation Paper (CP), we are proposing new rules to help consumers navigate an increasingly complex investment product landscape, protect them from greenwashing, and rebuild trust.