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Showing 341 to 350 of 2209 search results for identification requirements.

  1. FSA - PS10/21 [pdf]

    Policy statements Published: 17/12/2010 Last modified: 30/05/2013
    Policy FSA - PS10/21 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/27 Implementing CRD3 requirements on the disclosure of remuneration and publishes final rules.

  2. FSA - PS11/11 [pdf]

    Policy statements Published: 21/09/2011 Last modified: 30/05/2013
    Policy FSA - PS11/11 - This Policy Statement reports on the main issues arising from Consultation Paper 11/6 (Use of non-EEA rules in calculating group capital requirements) and publishes final rules.

  3. UCITS V: requirements for managers and depositaries

    Tasks for regulated firms Published: 05/08/2015 Last modified: 16/02/2023
    Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS).

  4. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  5. Insurance: disclosure documents

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Use these documents as templates to create disclosure documents.

  6. FSA - CP11/6 [pdf]

    Consultation papers Published: 31/03/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/6 - The FSA's Consultation paper CP11/06 is entitled 'Use of non-EEA rules in calculating group capital requirements'. It was published in March 2011. Comments should reach us by 30 June 2011.

  7. Previous DRR Phases

    Tasks for regulated firms Focus areas Published: 20/07/2018 Last modified: 10/02/2023
    Find out more about previous Digital Regulatory Reporting (DRR) pilots.

  8. Statement on the Recovery Loan Scheme (RLS)

    Statements Published: 26/05/2021 Last modified: 26/05/2021
    Our approach to regulating firms in relation to the Government’s RLS.

  9. FSA - FG10/1 [pdf]

    Finalised guidance Published: 19/11/2010 Last modified: 20/10/2014
    The policy for our new liquidity regime was set out in PS09/16.1 It came into force on 1 December 2009 and was ‘switched on’ through a phased basis by class of firm. The systems and controls requirements began from 1 December 20092; and the new

  10. PS16/23: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook [pdf]

    Policy statements Published: 11/10/2016
    In October 2015, as part of the Smarter Consumer Communications initiative, we consulted on proposals to remove ineffective disclosure requirements from our Handbook. This Policy Statement summarises the feedback we received about the proposed
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