Search results

Showing 351 to 360 of 2209 search results for identification requirements.

351. Leading the Way on Regulation

     Speeches Published: 16/05/2019 Last modified: 17/05/2019
     Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

352. FG21/5: General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]

     Finalised guidance Published: 22/10/2021
     The main purpose of this guidance is to set out the FCA's expectations of the way in which firms comply with the requirements on ex-post risk adjustment.

353. Our pay gap data 2021

     Data Published: 15/07/2021 Last modified: 13/07/2022
     Our pay gap data for 2021, including gender, disability and ethnicity.

354. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

355. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules [pdf]

     Policy statements Published: 08/12/2015 Last modified: 08/12/2015
     In this Policy Statement we report on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

356. Voluntary Application for Imposition of Requirement: PDHL Limited [pdf]

     Requirement notices Published: 17/06/2015 Last modified: 17/06/2015

357. 5 Conduct Questions Programme

     Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
     The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

358. CP15/32: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook [pdf]

     Consultation papers Published: 22/10/2015 Last modified: 22/10/2015
     We are consulting to remove a number of disclosure requirements which we identified as not being effective in terms of informing consumers about a product or service and to reduce the regulatory burden on firms. This reflects our commitment to

359. Listing applications and cancellations

     Primary markets Published: 01/05/2016 Last modified: 26/03/2024
     Find out how to book a listing hearing, submit a listing application or cancel securities from the Official List.

360. Voluntary Application for Imposition of Requirement: Wage Payment and Payday Loans Limited [pdf]

     Requirement notices Published: 02/09/2014 Last modified: 02/09/2014