Search results

Showing 371 to 380 of 2209 search results for identification requirements.

371. Claims management companies: our regulation

     Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
     The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

372. Primary Market Technical Note 602.4: Exemptions from the requirement to produce a prospectus [pdf]

     Primary market Published: 27/05/2022
     Primary Market Technical Note 602.4: Exemptions from the requirement to produce a prospectus

373. OFT Requirement Notice: Who's Packaging Limited [pdf]

     Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
     This Notice from the OFT placed a requirement on Who's Packaging Limited (Totemic Limited), which applies to its Consumer Credit Interim Permission.

374. Apply to become a pre-paid funeral plans firm

     Firms Published: 11/06/2021 Last modified: 04/12/2023
     If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

375. OFT Requirement Notice: Mackenzie Hall Limited [pdf]

     Requirement notices Published: 15/04/2009 Last modified: 11/04/2014
     This Notice from the OFT placed a requirement on Mackenzie Hall Limited which applies to its Consumer Credit Interim Permission.

376. Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers [pdf]

     Primary market Published: 27/05/2022
     Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers

377. MiFID II Disclosure Requirements [pdf]

     Impact assessments Published: 04/07/2018

378. PS20/14: Delay to the implementation of European Single Electronic Format [pdf]

     Policy statements Published: 05/11/2020 Last modified: 05/11/2020
     This Policy Statement sets out our decision on our proposals to push back by 1 year mandatory requirements related to ESEF. File updated with accessibility tags

379. Financial promotions data 2021

     Data Published: 03/02/2022 Last modified: 10/01/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.

380. FCA response to the Davis Review

     Statements Published: 10/12/2014 Last modified: 10/12/2014
     We have introduced substantial improvement in the procedures relating to the identification, control and release of price sensitive information.